What’s Included in the ISO 27001 Internal Audit Template?
Achieve ISMS Conformity and effectiveness with this ISO 27001 Internal Audit Template.
The checklist that helps your organization with Internal Audits and alignment with Clause 9.2.
Ideal for when you’re starting your certification journey or focus on maintaining compliance.
It includes:
- Maturity Model Assessment: Based on COBIT Maturity Framework
- Dashboards: A visual overview of audit progress, findings, and status.
- Documents & Records Tab: List of all required ISO 27001 documents and records.
- ISO 27001 Clauses 4-10: A detailed checklist for each clause in the ISO 27001.
- ISO 27002 Organizational, People, Physical, and Technological Controls: A detailed checklist for each control in the ISO 27002 a.k.a. ISO 27001 Annex A.
- NonConformity List: Automatically generated lists for tracking Major and Minor ISO 27001 Internal Audit NonConformities.
- Corrective Measures Tracker: A tab to assess root causes and implement corrective actions.
1. Maturity Model Assessment
The maturity model, based on COBIT principles, quantifies the effectiveness of each process:
- Levels 0-5: From “(0) Incomplete Process” to “(5) Optimized Process.”
- Improvement Focus: Highlights areas for growth and ensures processes align with ISO 27001 goals.
- Benefits: Helps you track your organization’s progress toward ISMS excellence.
2. Dashboard for Audit Management
The Dashboard tab is a central control panel that provides a summary of your audit progress and results:
- Key Metrics: Displays completed, assessed, and open items for quick insights.
- Visual Representation: Includes charts and graphs to showcase audit trends and findings.
- Efficiency Boost: Consolidates all critical data in one place, saving time during audit reviews.
3. Documents & Records Tab
This tab provides an overview of all required ISO 27001 documents and records:
- Checklist for Mandatory Documents: Check if you have all required documents and records, from the SoA to risk assessments.
- Status Tracking: Mark documents as available, in progress, or missing to stay organized.
4. Internal Audit Checklist Clauses 4-10
This ISO 27001 internal audit checklist template includes step-by-step guidance to audit your ISMS effectively:
The Clauses 4-10 Tab breaks down the ISO 27001 clauses into actionable audit items:
- Clause 4. Understanding Context: Evaluate how your organization identifies external and internal issues.
- Clause 5. Leadership: Assess leadership involvement and resource allocation.
- Clause 6. Planning: Review your risk assessments and treatment plans.
- Clause 7. Support: Maintenance and continual improvement of the ISMS.
- Clause 8. Operation: Implement and control the processes needed to meet requirements.
- Clause 9. Performance Evaluation: Monitoring, measurement, analysis and evaluation.
- Clause 10. Improvement: Focus on continual improvement initiatives, NonConformities, and corrective actions.
Each clause includes detailed checks and a maturity model to assess ISMS effectiveness.
5. Organizational Controls, People, Physical, and Technological Controls
Specific tabs for Annex A controls provide in-depth evaluation for:
- Organizational Controls: Policies, roles, responsibilities, and segregation of duties.
- People Controls: Training, competence, and awareness.
- Physical Controls: Access management and equipment security.
- Technological Controls: Information security processes, such as monitoring and access control.
6. Non Conformities
Automatically generates a Non Conformity ISO 27001 list that are identified during the audit:
- Categorization: Track findings such as ISO 27001 Major NonConformity (NC), ISO 27001 minor NonConformity (nc), or Opportunities for Improvement (OFI).
- Automation: The template generates this list dynamically based on your audit findings.
- Actionable Insights: Provides a focused list for management to prioritize and address.
Use the ISO 27001 internal audit checklist xls to identify potential areas of non-conformance and document findings.
7. Corrective Action Tracker
This tracker helps you address identified issues and create ISO 27001 Corrective Action:
- Root Cause Analysis: Document the reasons behind NonConformities.
- Corrective Actions: Plan and monitor the implementation of actions to resolve issues.
- Status Updates: Track progress on corrective measures to manage timely closure.
Why Choose This ISO 27001 Internal Audit Checklist Template?
- Customizable: Edit the ISO 27001 Internal Audit Checklist xls to your organization’s specific needs.
- Time-Saving: Pre-structured tabs and automated features reduce the time spent on manual tasks.
- Comprehensive: Covers all clauses, 93 controls, and Documentation & Records requirements in ISO 27001.
- Practical Insights: Offers options for actionable recommendations for NonConformities and improvements.
How to Use the Template?
- Plan Your Audit: Use the checklist to prepare and schedule the internal audit.
- Conduct the Audit: Document findings for each clause and control in the relevant tabs.
- Analyze Results: Use the dashboard and NonConformities list to prioritize areas of improvement.
- Implement Actions: Track corrective measures using the dedicated tracker.
- Review Progress: Share the maturity assessment with management for further action.
This ISO 27001 Internal Audit Template prepares your organization for the ISO 27001 external audit.
Download your template and optimize your ISMS internal audit process!
